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Re: A deleted message

Friday, 08/04/2017 2:16:19 PM

Friday, August 04, 2017 2:16:19 PM

Post# of 35791
the only problem would be if brokers stop quoting.

that is part of the suspension order. the form 211 that allows market makers to publish quotes has been voided. that is standard prceedure and it happens with every suspension.

Further, brokers and dealers should be alert to the fact that, pursuant to Rule 15c2-11 under the
Exchange Act, at the termination of the trading suspension, no quotation may be entered unless
and until they have strictly complied with all of the provisions of the rule. If any broker or dealer
has any questions as to whether or not he has complied with the rule, he should not enter any
quotation but immediately contact the staff in the Division of Trading and Markets, Office of
Interpretation and Guidance, at (202) 551-5777. If any broker or dealer is uncertain as to what is
required by Rule 15c2-11, he should refrain from entering quotations relating to STBV’s
securities until such time as he has familiarized himself with the rule and is certain that all of its
provisions have been met. If any broker or dealer enters any quotation which is in violation of
the rule, the Commission will consider the need for prompt enforcement action

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