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Re: Scumbag Fraudsters post# 113494

Wednesday, 07/19/2017 9:01:39 PM

Wednesday, July 19, 2017 9:01:39 PM

Post# of 121643
Come back with something more recent. This was 11 years ago.

SEC ADMINISTRATIVE PROCEEDING RELEASE NO. 34-54536, SEPTEMBER 28, 2006; IT IS ORDERED THAT, PURSUANT TO SECTION 15(B) OF THE SECURITIES EXCHANGE ACT OF 1934 AND 17 C.F.R. 201.193, JOHN P. FIGLIOLINI, JR., SHALL BE BARRED FROM ASSOCIATING WITH A BROKER OR DEALER IN A SUPERVISORY CAPACITY, WITH THE RIGHT TO REAPPLY AFTER THREE YEARS TO THE APPROPRIATE SELF-REGULATORY ORGANIZATION, OR IF NONE, TO THE SECURITIES AND EXCHANGE COMMISSION; AND IT IS FURTHER ORDERED THAT, PURSUANT TO SECTION 21B OF THE SECURITIES EXCHANGE ACT OF 1934, JOHN P. FIGLIOLINI, JR., SHALL PAY A CIVIL MONETARY PENALTY OF $50,000.