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Re: janice shell post# 96683

Tuesday, 07/18/2017 12:23:13 AM

Tuesday, July 18, 2017 12:23:13 AM

Post# of 207154
I believe the TA sent Finra the correct name the first go around. Finra probably required that WY make the correction to move forward on the ticker and name change, IMO.

Contact your broker and ask them if DOLV name and ticker will change. Scottrade has informed many on this board that the new name for Dolat Ventures will be JB&ZJMY Holding Company matching the Wyoming Name Change dated 7/14/2017. Posters have included screenshots of the online chats for verification.

WY SOS Name Change 7/14/17
https://wyobiz.wy.gov/business/FilingDetails.aspx?eFNum=217161243108068011203050228075228024036162237117

I'm not going to dig those up for you since it is easier to simply call your broker and ask or do an online chat. Not all brokers had this information, but a name and ticker change is coming.

People are missing a critical point.

IMO, it was submitted to Finra properly the first time around as JB&ZJMY Holding Company because that is the name that showed up in many brokers' systems from the Depository Trust Company (DTC). Who notifies the DTC? Finra? The Transfer Agent? Either way they had Holding included in the name when the DTC put it in their system.

Why would the DTC show the correct name JB&ZJMY Holding Company in their system months ago??? (May was when we called our brokers to verify name and ticker change)

That tells me the form had the correct name on it when it was sent to Finra.


Here's the finra form. Doesn't look too complicated.
https://www.finra.org/sites/default/files/TA%20Form%20Update%208%204%2014.pdf

The mistake IMO was on the WY SOS file. As such, I do not think that they would have to redo the Finra form if it was already done correctly the first time. IMO, Finra looked at the WY incorporated name and saw it was missing the "Holding" part and then told the company that it needed to be corrected on the WY SOS so Finra can proceed.

I am not sure if Finra will see it as a corporate change if JB&ZJMY had the correct name on the Finra form. It did have to change in WY, so we may have to wait another 60 days.

It was always a point lacking resolution for me not having "Holding" in the WY SOS Incorporated name. I think Finra saw it as an issue too. All IMO.

Name Change section on Finra form below.
Note: they give an anticipated effective date for the corporate action.