Threshold Triggered

[fourkids_9pets]

6.30.17 .. Threshold

Trade Date Download Link File Creation Timestamp
Friday, June 30, 2017
Download
6/30/2017 11:00:20 PM
Threshold Security List

 Symbol	Security Name	Market Category	Reg SHO Threshold Flag	Rule 3210 
 AAOI	APPLIED OPTOELECTRONICS INC CO	G	Y	N 
 BCACU	BISON CAP ACQUISITION CORP UNI	S	Y	N 
 CACG	LEGG MASON ETF INVT TR CLEARBR	G	Y	N 
 CLNT	CLEANTECH SOLUTIONS INTL INC C	S	Y	N 
 CLSN	CELSION CORP COM PAR NEW	S	Y	N 
 DRYS	DRYSHIPS INC COM STK NEW (MHL)	S	Y	N 
 DWLD	DAVIS FUNDAMENTAL ETF TR SELE	G	Y	N 
 EMCF	EMCLAIRE FINL CORP	        S	Y	N 
 FCVT	FIRST TR EXCHANGE TRADED FD IV	G	Y	N 
 MBOT	MICROBOT MED INC COM (ISR)	S	Y	N 
 MNKD	MANNKIND CORP	                G	Y	N 
 MOSY	MOSYS INC COM STK NEW (DE)	S	Y	N 
 RFEU	FIRST TRUST ETF III RIVERFRONT	G	Y	N 
 TLT	ISHARES BARCLAYS 20+ YEAR TREA	G	Y	N 
 TOPS	TOP SHIPS INC SHS NEW JUNE 201	S	Y	N 
 TVIX	CREDIT SUISSE AG NASSAU BRH VE	G	Y	N

OTC Threshold Securities as of Jun 30, 2017 Threshold Issue Data Information
Issue

06/30/2017 ACSAY ACS Actividades De Construccion Y Servicios SA Unsponsored ADR (Spain) Other OTC N Y
06/30/2017 ABBY Abby, Inc Common Stock Other OTC Y N
06/30/2017 ADAD Adaiah Distribution, Inc. Common Stock Other OTC Y N
06/30/2017 BKRKY Bank Rakyat Indonesia Unsponsored ADR Rep Shs B (Indonesia) Other OTC N Y
06/30/2017 CAIXY Caixabank Unsponsored ADR (Spain) Other OTC N Y
06/30/2017 KWFLF Cannabis Wheaton Income Corp Ordinary Shares Other OTC N Y
06/30/2017 CSUAY China Shenhua Energy Co Ltd Unsponsored ADR representing A shs (China) Other OTC N Y
06/30/2017 DNZOY Denso Corp Ltd Ord American Depositary Shares Other OTC N Y
06/30/2017 DQJCY Don Quijote Holdings Co Ltd Unsponsored ADR (Japan) Other OTC N Y
06/30/2017 HDYN Hyperdynamics Corp Common Stock Other OTC N Y
06/30/2017 ILDBY Ireland Bank Governor & Co American Depositary Receipts - Unsponsored (Ireland) Other OTC N Y
06/30/2017 JBSAY JBS S.A. Sponsored ADR (Brazil) Other OTC N Y
06/30/2017 KROTY Kroton Educacional SA, Brazil Sponsored ADR (Brazil) Other OTC N Y
06/30/2017 LOGG Lifelogger Technologies Corp. Common Stock Other OTC Y N
06/30/2017 NPSNY Naspers Limited N Shs Sponsored American Depositary Receipt Representing Class N Shares (South Africa) Other OTC N Y
06/30/2017 OGZPY PJSC Gazprom American Depositary Receipts - Sponsored Other OTC N Y
06/30/2017 SBRCY Sberbank Russia Sponsored American Depository Receipt (Russia) Other OTC N Y
06/30/2017 SMGZY Smiths Group Plc Sponsored ADR (UK) Other OTC N Y
06/30/2017 SFTBY Softbank Group American Depositary Receipts - Unsponsored Other OTC N Y
06/30/2017 TMPS Tempus Applied Solutions Holdings, Inc. Common Stock Other OTC N Y
06/30/2017 TOWTF Tower One Wireless Corp Ordinary Shares Other OTC N Y
06/30/2017 YAHOY Yahoo Japan Corp Unsponsored ADR (Japan) Other OTC N Y