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retiredanalyst

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retiredanalyst

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Tuesday, 06/27/2017 10:04:25 AM

Tuesday, June 27, 2017 10:04:25 AM

Post# of 207107
DOLV RM having problems with FINRA. I'm afraid FINRA needs a lot more information. I haven't seen a registration statement filed with the SEC from DOLV, and it looks like DOLV is having a difficult time complying with FINRA rule 6490. I'm wondering if a deficiency notice has been sent to DOLV and we haven't been told. But, I think this RM is in serious trouble.
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Volume:
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Last Trade Time:
Total Trades:
  • 1D
  • 1M
  • 3M
  • 6M
  • 1Y
  • 5Y
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