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| Alias Born | 05/06/2016 |
Thursday, April 06, 2017 6:52:43 PM
He's no longer allowed to be involved with anything having to do with stocks. https://www.sec.gov/litigation/admin/2017/34-80000.pdf
Accordingly, it is hereby ORDERED pursuant to Section 17A(c)(4)(C) of the Exchange Act that Respondent Barton be, and hereby is barred from association with any broker, dealer, investment adviser, municipal securities dealer, municipal advisor, transfer agent, or nationally recognized statistical rating organization.
The crooks agreed to disgorgement of of nearly 9 million in total, so I hold out hope that I'll be substantially reimbursed eventually.
As yesterday's court filings show, the SEC is actively engaged in recovering our money, plus millions in penalties and interest.
WELCOME HOME RAY - WE LEFT THE LIGHT ON FOR YA!
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