Avid Bioservices Inc (CDMO)

[stoxx]

Thanks AspenMTB

But check this out and the article.

Many companies find themselves in the same maddening position. After years of increasing demands for more transparency about corporate results and practices — most of which have been met — there remains a fundamental disconnect in shareholder relations: many investors are simply anonymous. “We have to disclose everything there is to disclose,” says Brooke Wagner, vice president of corporate communications at Indevus Pharmaceuticals. “Yet we’re not allowed to know who owns us.”

Just might not find out who has been accumulating over the years as some want to be anonymous.


But actually identifying stockholders is like “grasping for straws in the wind,” says IR consultant Trudy Self. Part of the problem is that the rules to ensure transparency are woefully out of date. The Securities and Exchange Commission first drafted Section 13F, which requires investors with more than $100 million in assets under management to disclose their positions within 45 days of the end of each quarter, in 1975. That was long before the proliferation of hedge funds, electronic markets, and algorithmic trading.

http://ww2.cfo.com/risk-compliance/2007/10/who-owns-your-stock/