Yes. It will be in supplemental category but it is still in the context of form 211.
Rule 15c-211 requires that the company have current public information available before the market maker can quote the security. The information required in the Form 211 satisfies the current public information of Rule 15c-211. Form 211 requires the following disclosures:
? Detailed description of the issuer’s business, products/services offered, assets and sources of revenue;
? Description of the company’s facilities including the location, square footage and whether owned or leased;
? Identification of officers, directors and holders of more than 5% of the company’s securities;
? Certificate of Incorporation and bylaws including any amendments;
? Current transfer agent generated shareholder list, indicating the name and address of each shareholder, the number of shares owned, date of share ownership, and whether the shares are restricted, control, or free trading;
? Description of the company’s free-trading shareholder base, including a description of exemptions from registration under the Securities Act;
? Agreements creating restrictions, liens or encumbrances on, or relating to, the transfer or voting of shares;
? Agreements evidencing stock rights, warrants or options;
? All stock purchase or asset purchase agreements for last five (5) years;
? Disclosure of whether the company has entered into any discussions or negotiations concerning a potential merger or acquisition candidate;
?Merger and/or consolidation agreements;
? Partnership and/or joint venture agreements;
? Unaudited financial statements for the last 2 fiscal years and interim periods;
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