Duo World Inc. (DUUO): The Piggy-Back rule stipulates that a se...

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Re: grawsha post# 46

Friday, 02/17/2017 12:12:40 PM

Friday, February 17, 2017 12:12:40 PM

The Piggy-Back rule stipulates that a security is eligible for quoting under Rule 15c2-11 without the submission of a Form 211. Any authorized market maker may begin quoting piggy-back eligible securities at any point in time. The "piggy-back" exception is based on a market maker publishing quotations for a security in an applicable interdealer quotation system (OTC Link or the OTCBB) on at least 12 business days during the preceding 30 calendar days, with not more than four consecutive business days without quotations.

https://www.otcmarkets.com/services/otc-link-ats/faq#traderfaq4

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