Threshold Triggered

[fourkids_9pets]

1.9.17 .. Threshold

Trade Date Download Link File Creation Timestamp
Monday, January 09, 2017
Download
1/9/2017 11:00:02 PM
Threshold Security List

 
 Symbol	Security Name	Market Category	Reg SHO Threshold Flag	Rule 3210 
 AIRR	FIRST TR VI RBA AMERN INDL REN	G	Y	N 
 BBH	VANECK VECTORS ETF TR BIOTECH	G	Y	N 
 BOTZ	GLOBAL X FDSROBOTICS & ARTIFIC	G	Y	N 
 CDC	VICTORY PORTFOLIOS II CEMP US	G	Y	N 
 CDL	VICTORY PORTFOLIOS II CEMP US	G	Y	N 
 CEZ	VICTORY PORTFOLIOS II CEMP EME	G	Y	N 
 CFA	VICTORY PORTFOLIOS II CEMP US	G	Y	N 
 FDIV	FIRST TRUST STRATEGIC INCOME	G	Y	N 
 FTXO	FIRST TR ETF VI NASDAQ BK ETF	G	Y	N 
 FYT	FIRST TRUST SMALL CAP VALUE A	G	Y	N 
 GALTW	GALECTIN THERAPEUTICS INC WARR	S	Y	N 
 HTBX	HEAT BIOLOGICS INC COM STK (DE	S	Y	N 
 IDXG	INTERPACE DIAGNOSTICS GROUP IN	S	Y	N 
 JKI	ISHARES MORNINGSTAR MID CAP VA	G	Y	N 
 MCEF	FIRST TR ETF VIII MUNICIPAL CE	G	Y	N 
 NURO	NEUROMETRIX INC COM STK NEW (D	S	Y	N 
 OPXA	OPEXA THERAPEUTICS, INC. COM P	S	Y	N 
 PFI	POWERSHARES DWA FINANCIAL MOM	G	Y	N 
 PPH	VANECK VECTORS TR PHARMACEUTIC	G	Y	N 
 PSCE	POWERSHARES S&P SMALLCAP ENERG	G	Y	N 
 PSCF	POWERSHARES S&P SMALLCAP FINAN	G	Y	N 
 RDVY	FIRST TRUST RISING DIVIDEND AC	G	Y	N 
 SINO	SINO-GLOBAL SHIPPING AMERICA.L	S	Y	N 
 SNSR	GLOBAL X FDSINTERNET OF THINGS	G	Y	N 
 TVIX	CREDIT SUISSE AG NASSAU BRH VE	G	Y	N 
 URRE	URANIUM RES INC COM STK (DE)	S	Y	N 
 VTWO	VANGUARD RUSSELL 2000 ETF	G	Y	N 
 VYMI	VANGUARD WHITEHALL FDS INTL HI	G	Y	N 
 XGTI	XG TECHNOLOGY INC COM PAR $.00	S	Y	N

OTC Threshold Securities as of Jan 9, 2017 Threshold Issue Data Information
Issue

01/09/2017 TGOPY 3i Group Plc Unsponsored ADR (UK) Other OTC N Y
01/09/2017 ACSAY ACS Actividades De Construccion Y Servicios SA Unsponsored ADR (Spain) Other OTC N Y
01/09/2017 BTLCY British Land Co Sponsored ADR (UK) Other OTC N Y
01/09/2017 DIISY Direct Line Insurance Group PLC American Depositary Receipts - Unsponsored Other OTC N Y
01/09/2017 GTOMY Gemalto NV Sponsored ADR (Netherlands) Other OTC N Y
01/09/2017 IMPUY Impala Platinum Holdings Ltd Sponsored ADR (South Africa) Other OTC N Y
01/09/2017 KAYS Kaya Holdings, Inc. Common Stock Other OTC N Y
01/09/2017 KMTUY Komatsu Ltd Ord American Depositary Shares Other OTC N Y
01/09/2017 LGFRY Longfor Properties Co Ltd Unsponsored ADR Other OTC N Y
01/09/2017 NILSY MMC Norilsk Nickel PJSC American Depositary Receipts - Sponsored Other OTC N Y
01/09/2017 SPLIF NUTRITIONAL HIGH INTL INC Ordinary Shares (Canada) Other OTC N Y
01/09/2017 NRBAY Nordea Bank AB Sponsored ADR (Sweden) Other OTC N Y
01/09/2017 NDEV Novus Acquisition & Development Corp. Common Stock Other OTC N Y
01/09/2017 TRKK Orbital Tracking Corp Common Stock OTCBB Y N
01/09/2017 OTSKY Otsuka Holdings Co. Ltd, Tokyo Unsponsored ADR (Japan) Other OTC N Y
01/09/2017 OGZPY PJSC Gazprom American Depositary Receipts - Sponsored Other OTC N Y
01/09/2017 LUKOY PJSC Lukoil American Depositary Receipts - Sponsored Other OTC N Y
01/09/2017 SLLDY Sanlam Ltd Sponsored ADR (South Africa) Other OTC N Y
01/09/2017 SHCAY Sharp Corp (Osaka) American Depositary Shares Other OTC N Y
01/09/2017 SRGHY Shoprite Holdings Ltd Ord SPONSORED ADR Other OTC N Y
01/09/2017 VBIO Vitality Biopharma, Inc. Common Stock Other OTC N Y
01/09/2017 WTBCY Whitbread PLC Unsponsored ADR (UK) Other OTC N Y
01/09/2017 XREE X Rail Enterprises, Inc. Common Stock Other OTC N Y