Threshold Triggered

[fourkids_9pets]

12.8.16 .. Threshold

 
 Symbol|Security Name|Market Category|Reg SHO Threshold Flag|Rule 3210|Filler 
 AIRR|FIRST TR VI RBA AMERN INDL REN|G|Y|N| 
 BSPM|BIOSTAR PHARMACEUTICALS INC CO|S|Y|N| 
 CATH|GLOBAL X FDS GLOBAL X S&P 500|G|Y|N| 
 CDC|VICTORY PORTFOLIOS II CEMP US|G|Y|N| 
 CFA|VICTORY PORTFOLIOS II CEMP US|G|Y|N| 
 CFO|VICTORY PORTFOLIOS II CEMP US|G|Y|N| 
 CIBR|FIRST TR FD II NASDAQ CYBERSEC|G|Y|N| 
 CID|VICTORY PORTFOLIOS II CEMP INT|G|Y|N| 
 DCTH|DELCATH SYSTEMS INC COMMON COM|S|Y|N| 
 DRNA|DICERNA PHARMACEUTICALS INC CO|Q|Y|N| 
 DRYS|DRYSHIPS INC COM PAR$0.1 (MHL)|S|Y|N| 
 DXJS|WISDOMTREE TR JAPAN SMALLCAP H|G|Y|N| 
 EFUT|EFUTURE HOLDING INC ORD SHS (C|S|Y|N| 
 EVGBC|EATON VANCE NEXTSHARES TR GLOB|G|Y|N| 
 FCVT|FIRST TR EXCHANGE TRADED FD IV|G|Y|N| 
 FDIV|FIRST TRUST STRATEGIC INCOME|G|Y|N| 
 FNX|FIRST TR MID CAP CORE ALPHADEX|G|Y|N| 
 FTXO|FIRST TR ETF VI NASDAQ BK ETF|G|Y|N| 
 FYC|FIRST TRUST SMALL CAP GROWTH A|G|Y|N| 
 FYT|FIRST TRUST SMALL CAP  VALUE A|G|Y|N| 
 GLBS|GLOBUS MARITIME LIMITED SHS NE|S|Y|N| 
 JKI|ISHARES MORNINGSTAR MID CAP VA|G|Y|N| 
 KRNT|KORNIT DIGITAL LTD ORD SHS (IS|Q|Y|N| 
 KWEB|KRANESHARES TR CSI CHINA INTER|G|Y|N| 
 LVHD|LEGG MASON ETF EQUITY TR LOW V|G|Y|N| 
 PSCM|POWERSHARES S&P SMALLCAP MATER|G|Y|N| 
 QABA|FIRST TRUST NASDAQ ABA COMMUNI|G|Y|N| 
 RDVY|FIRST TR ETF FIRST TR NASDAQ R|G|Y|N| 
 SCON|SUPERCONDUCTOR TECHS INC COM P|S|Y|N| 
 SINO|SINO-GLOBAL SHIPPING AMERICA.L|S|Y|N| 
 SKLN|SKYLINE MEDICAL INC. COM PAR $|S|Y|N| 
 SNSR|GLOBAL X FDSINTERNET OF THINGS|G|Y|N| 
 SRET|GLOBAL X FDS SUPERDIVIDEND REI|G|Y|N| 
 TVIX|CREDIT SUISSE AG NASSAU BRH VE|G|Y|N| 
 USLB|POWERSHARES RUSSELL 1000 LOW B|G|Y|N| 
 VGLT|VANGUARD LG-TRM GOVT BD ETF|G|Y|N| 
 VIGI|VANGUARD WHITEHALL FDS INTL DI|G|Y|N| 
 VYMI|VANGUARD WHITEHALL FDS INTL HI|G|Y|N| 
 ZBIO|PROSHARES TR ULTRAPRO SHORT NA|G|Y|N| 
 20161208230019 
 

OTC Threshold Securities as of Dec 8, 2016 Threshold Issue Data Information
Issue

12/08/2016 ABBY Abby, Inc Common Stock Other OTC Y N
12/08/2016 EADSY Airbus Group Unsponsored ADR (Netherlands) Other OTC N Y
12/08/2016 NGLOY Anglo American plc Sponsored ADR (United Kingdom) Other OTC N Y
12/08/2016 AHKSY Asahi Kaisai Corporation American Depositary Shares Other OTC N Y
12/08/2016 BDVSY Bidvest Group Ltd Sponsored ADR New (South Africa) Other OTC N Y
12/08/2016 BTLCY British Land Co Sponsored ADR (UK) Other OTC N Y
12/08/2016 BRMSY Brmalls Participacoes S A Sponsored ADR (Brazil) Other OTC N Y
12/08/2016 EARK Ecoark Holdings, Inc. Common Stock Other OTC N Y
12/08/2016 EBKDY Erste Group Bank AG Sponsored ADR (Austria) Other OTC N Y
12/08/2016 HNNMY Hennes & Mauritz AB Unsponsored ADR (Sweden) Other OTC N Y
12/08/2016 HLND Highlands Bankshares, Inc. (VA) Common Stock Other OTC Y N
12/08/2016 IMPUY Impala Platinum Holdings Ltd Sponsored ADR (South Africa) Other OTC N Y
12/08/2016 MTST MetaStat, Inc. Common Stock Other OTC Y N
12/08/2016 MRLB Miramar Labs Inc Common Stock Other OTC N Y
12/08/2016 NPSNY Naspers Limited N Shs Sponsored American Depositary Receipt Representing Class N Shares (South Africa) Other OTC N Y
12/08/2016 NRBAY Nordea Bank AB Sponsored ADR (Sweden) Other OTC N Y
12/08/2016 NSRS North Springs Resources Corp. Common Stock Other OTC Y N
12/08/2016 OGZPY PJSC Gazprom American Depositary Receipts - Sponsored Other OTC N Y
12/08/2016 SCAZP Sanchez Energy Corporation Perpetual Preferred Convertible Series B Other OTC Y N
12/08/2016 SVCMF SilverCrest Metals, Inc. Ordinary Shares (Canada) Other OTC N Y
12/08/2016 STOY Spiral Toys Inc. Common Stock Other OTC Y N
12/08/2016 STBMY St. Barbara Ltd Sponsored ADR (Australia) Other OTC N Y
12/08/2016 VNRFY Vienna Insurance Group, Sponsored ADR (Austria) Other OTC N Y
12/08/2016 WLMIY Wilmar International Ltd Unsponsored ADR (Singapore) Other OTC N Y
12/08/2016 WSTI WindStream Technologies, Inc. Common Stock Other OTC Y N
12/08/2016 XREE X Rail Enterprises, Inc. Common Stock Other OTC N Y
12/08/2016 RTNBD root9B Holdings, Inc. Common Stock Other OTC N Y