Monday, January 09, 2017 12:50:15 PM
Sent from my iPhone
Begin forwarded message:
From: "Carney, Joel K" <>
Date: January 9, 2017 at 12:46:41 PM EST
To: "car*****@gmail.com" <>
Subject: NECA SHARE STRUCTURE
Joel Carney, Vice President
Marsh USA Inc
+1 646 673 2051 | Ph +1 212 345 3508 | Fax +1 212 948 0308 | joel.k.carney@marsh.com
cid:image002.png@01CF1915.7AED66A0
From: Rico Portaro [mailto:rico@empirestock.com]
Sent: Monday, January 09, 2017 12:41 PM
To: Carney, Joel K
Cc: info@empirestock.com
Subject: RE: Share Structure Update - NECA
Hi Joel,
Our records indicate that the current issued and outstanding share count for NECA is 2,272,282,462.
Regards,
Rico
---
Rico Portaro
Empire Stock Transfer Inc.
1859 Whitney Mesa Dr. | Henderson, NV 89014
rico@empirestock.com | P (702) 818-5898 | F (702) 974-1444 | www.empirestock.com
We are a full-service agent offering:
Transfer Agent & Registrar | EDGAR Filings | Proxy/Annual Meetings | Resident Agent Services
Let us do what we do best so you can do what you do best – run your business.
Small Cap Agents for Today’s Business
CONFIDENTIALITY NOTICE: This e-mail and any attached documents contain information which is PRIVILEGED, PROPRIETARY and CONFIDENTIAL, are protected by the Electronic Communications Privacy Act, 18 U.S.C. Sections 2510-2521, Federal and State copyright laws, and are intended only for the use of the recipient(s) named herein. No part of this document or any attachments may be reproduced or transmitted without permission from Empire Stock Transfer Inc. If you are not the intended recipient, you are hereby notified that any disclosure, distribution, or the taking of any action in reliance upon the contents of this communication is strictly prohibited. If you have received this transmission in error, please notify us immediately.
From: Carney, Joel K [mailto:Joel.K.Carney@marsh.com]
Sent: Monday, January 09, 2017 8:42 AM
To: Rico Portaro <rico@empirestock.com>
Cc: info@empirestock.com
Subject: RE: Share Structure Update - NECA
Rico,
Could you please confirm I/O.
Thanks,
JC
Joel Carney, Vice President
Marsh USA Inc
+1 646 673 2051 | Ph +1 212 345 3508 | Fax +1 212 948 0308 | joel.k.carney@marsh.com
cid:image002.png@01CF1915.7AED66A0
From: Rico Portaro [mailto:rico@empirestock.com]
Sent: Thursday, January 05, 2017 1:00 PM
To: Carney, Joel K
Cc: info@empirestock.com
Subject: RE: Share Structure Update - NECA
Hi Joel,
Our records indicate that the current issued and outstanding share count for NECA is 2,272,282,462.
Regards,
Rico
---
Rico Portaro
Empire Stock Transfer Inc.
1859 Whitney Mesa Dr. | Henderson, NV 89014
rico@empirestock.com | P (702) 818-5898 | F (702) 974-1444 | www.empirestock.com
We are a full-service agent offering:
Transfer Agent & Registrar | EDGAR Filings | Proxy/Annual Meetings | Resident Agent Services
Let us do what we do best so you can do what you do best – run your business.
Small Cap Agents for Today’s Business
CONFIDENTIALITY NOTICE: This e-mail and any attached documents contain information which is PRIVILEGED, PROPRIETARY and CONFIDENTIAL, are protected by the Electronic Communications Privacy Act, 18 U.S.C. Sections 2510-2521, Federal and State copyright laws, and are intended only for the use of the recipient(s) named herein. No part of this document or any attachments may be reproduced or transmitted without permission from Empire Stock Transfer Inc. If you are not the intended recipient, you are hereby notified that any disclosure, distribution, or the taking of any action in reliance upon the contents of this communication is strictly prohibited. If you have received this transmission in error, please notify us immediately.
From: Carney, Joel K [mailto:Joel.K.Carney@marsh.com]
Sent: Wednesday, January 04, 2017 3:14 PM
To: Rico Portaro <rico@empirestock.com>
Cc: info@empirestock.com
Subject: Re: Share Structure Update - NECA
Rico,
You gave me last weeks' update yesterday. I'm asking for the update for this week today.
JC
Joel Carney
Marsh USA Inc.
+1 646 673 2051
Sent from my iPhone
On Jan 4, 2017, at 6:12 PM, Rico Portaro <rico@empirestock.com> wrote:
Joel,
Please note that we release the I/O as a courtesy once per week. Empire Stock is not a source of public information. Should you need that information more frequently than once per week, there is a $25 service charge. I’ve attached a credit card authorization form hereto for your convenience.
Regards,
Rico
---
Rico Portaro
Empire Stock Transfer Inc.
1859 Whitney Mesa Dr. | Henderson, NV 89014
rico@empirestock.com | P (702) 818-5898 | F (702) 974-1444 | www.empirestock.com
We are a full-service agent offering:
Transfer Agent & Registrar | EDGAR Filings | Proxy/Annual Meetings | Resident Agent Services
Let us do what we do best so you can do what you do best – run your business.
Small Cap Agents for Today’s Business
CONFIDENTIALITY NOTICE: This e-mail and any attached documents contain information which is PRIVILEGED, PROPRIETARY and CONFIDENTIAL, are protected by the Electronic Communications Privacy Act, 18 U.S.C. Sections 2510-2521, Federal and State copyright laws, and are intended only for the use of the recipient(s) named herein. No part of this document or any attachments may be reproduced or transmitted without permission from Empire Stock Transfer Inc. If you are not the intended recipient, you are hereby notified that any disclosure, distribution, or the taking of any action in reliance upon the contents of this communication is strictly prohibited. If you have received this transmission in error, please notify us immediately.
From: Carney, Joel K [mailto:Joel.K.Carney@marsh.com]
Sent: Wednesday, January 04, 2017 1:49 PM
To: Rico Portaro <rico@empirestock.com>
Cc: info@empirestock.com
Subject: RE: Share Structure Update - NECA
Rico,
It appears there was a T-trade to end today (~31M), could you confirm the I/O for end of day today?
Thanks,
JC
Joel Carney, Vice President
Marsh USA Inc
+1 646 673 2051 | Ph +1 212 345 3508 | Fax +1 212 948 0308 | joel.k.carney@marsh.com
<image002.png>
From: Rico Portaro [mailto:rico@empirestock.com]
Sent: Tuesday, January 03, 2017 1:39 PM
To: Carney, Joel K
Cc: info@empirestock.com
Subject: RE: Share Structure Update - NECA
Hi Joel,
The I/O as of 12/31/16 for NECA was 2,272,282,462.
Regards,
Rico
---
Rico Portaro
Empire Stock Transfer Inc.
1859 Whitney Mesa Dr. | Henderson, NV 89014
rico@empirestock.com | P (702) 818-5898 | F (702) 974-1444 | www.empirestock.com
We are a full-service agent offering:
Transfer Agent & Registrar | EDGAR Filings | Proxy/Annual Meetings | Resident Agent Services
Let us do what we do best so you can do what you do best – run your business.
Small Cap Agents for Today’s Business
CONFIDENTIALITY NOTICE: This e-mail and any attached documents contain information which is PRIVILEGED, PROPRIETARY and CONFIDENTIAL, are protected by the Electronic Communications Privacy Act, 18 U.S.C. Sections 2510-2521, Federal and State copyright laws, and are intended only for the use of the recipient(s) named herein. No part of this document or any attachments may be reproduced or transmitted without permission from Empire Stock Transfer Inc. If you are not the intended recipient, you are hereby notified that any disclosure, distribution, or the taking of any action in reliance upon the contents of this communication is strictly prohibited. If you have received this transmission in error, please notify us immediately.
From: Carney, Joel K [mailto:Joel.K.Carney@marsh.com]
Sent: Tuesday, January 03, 2017 10:37 AM
To: Rico Portaro <rico@empirestock.com>
Cc: info@empirestock.com
Subject: RE: Share Structure Update - NECA
12/31
Joel Carney, Vice President
Marsh USA Inc
+1 646 673 2051 | Ph +1 212 345 3508 | Fax +1 212 948 0308 | joel.k.carney@marsh.com
<image004.png>
From: Rico Portaro [mailto:rico@empirestock.com]
Sent: Tuesday, January 03, 2017 1:36 PM
To: Carney, Joel K
Cc: info@empirestock.com
Subject: RE: Share Structure Update - NECA
Hi Joel,
To clarify, are you looking for the I/O as of 12/31 or today?
---
Rico Portaro
Empire Stock Transfer Inc.
1859 Whitney Mesa Dr. | Henderson, NV 89014
rico@empirestock.com | P (702) 818-5898 | F (702) 974-1444 | www.empirestock.com
We are a full-service agent offering:
Transfer Agent & Registrar | EDGAR Filings | Proxy/Annual Meetings | Resident Agent Services
Let us do what we do best so you can do what you do best – run your business.
Small Cap Agents for Today’s Business
CONFIDENTIALITY NOTICE: This e-mail and any attached documents contain information which is PRIVILEGED, PROPRIETARY and CONFIDENTIAL, are protected by the Electronic Communications Privacy Act, 18 U.S.C. Sections 2510-2521, Federal and State copyright laws, and are intended only for the use of the recipient(s) named herein. No part of this document or any attachments may be reproduced or transmitted without permission from Empire Stock Transfer Inc. If you are not the intended recipient, you are hereby notified that any disclosure, distribution, or the taking of any action in reliance upon the contents of this communication is strictly prohibited. If you have received this transmission in error, please notify us immediately.
From: Carney, Joel K [mailto:Joel.K.Carney@marsh.com]
Sent: Tuesday, January 03, 2017 10:33 AM
To: Rico Portaro <rico@empirestock.com>
Cc: info@empirestock.com
Subject: RE: Share Structure Update - NECA
Rico,
Could I get an update to year end on the issued and outstanding.
Thanks,
JC
Joel Carney, Vice President
Marsh USA Inc
+1 646 673 2051 | Ph +1 212 345 3508 | Fax +1 212 948 0308 | joel.k.carney@marsh.com
<image006.png>
From: Rico Portaro [mailto:rico@empirestock.com]
Sent: Thursday, December 22, 2016 5:22 PM
To: Carney, Joel K
Cc: info@empirestock.com
Subject: RE: Share Structure Update - NECA
Hi Joel,
The current issued and outstanding share count for NECA is 2,272,282,462. You will need to obtain written authorization from the issuer before I can release further share structure information.
Regards,
Rico
---
Rico Portaro
Empire Stock Transfer Inc.
1859 Whitney Mesa Dr. | Henderson, NV 89014
rico@empirestock.com | P (702) 818-5898 | F (702) 974-1444 | www.empirestock.com
We are a full-service agent offering:
Transfer Agent & Registrar | EDGAR Filings | Proxy/Annual Meetings | Resident Agent Services
Let us do what we do best so you can do what you do best – run your business.
Small Cap Agents for Today’s Business
CONFIDENTIALITY NOTICE: This e-mail and any attached documents contain information which is PRIVILEGED, PROPRIETARY and CONFIDENTIAL, are protected by the Electronic Communications Privacy Act, 18 U.S.C. Sections 2510-2521, Federal and State copyright laws, and are intended only for the use of the recipient(s) named herein. No part of this document or any attachments may be reproduced or transmitted without permission from Empire Stock Transfer Inc. If you are not the intended recipient, you are hereby notified that any disclosure, distribution, or the taking of any action in reliance upon the contents of this communication is strictly prohibited. If you have received this transmission in error, please notify us immediately.
From: Carney, Joel K [mailto:Joel.K.Carney@marsh.com]
Sent: Thursday, December 22, 2016 2:18 PM
To: Rico Portaro <rico@empirestock.com>
Cc: info@empirestock.com
Subject: Share Structure Update - NECA
Hi,
Could I please get an update on the Share Structure for NECA, based on end of day 12/22/2016.
Thanks,
JC
Joel Carney, Vice President
Marsh USA Inc
1166 Avenue of the Americas, New York, NY 10036
+1 646 673 2051 | Ph +1 212 345 3508 | Fax +1 212 948 0308 | joel.k.carney@marsh.com
usa.marsh.com | Marsh USA Inc.
<image008.png>
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