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Re: poohpooh post# 2413

Tuesday, 12/20/2016 10:06:24 PM

Tuesday, December 20, 2016 10:06:24 PM

Post# of 7526
I checked it your right on the $10k from their website.

The Basics

The Financial Industry Regulatory Authority and the U.S. Securities and Exchange Commission regulate OTC Link LLC. OTC Link LLC, a wholly owned subsidiary of OTC Markets Group, is a FINRA member broker-dealer and operates OTC Link® ATS, an SEC-registered electronic quoting and trading platform for OTCQX, OTCQB and Pink securities.

OTC Markets Group Inc. does not regulate the OTCQX, OTCQB and Pink markets. The company is neither a stock exchange nor self-regulatory organization (SRO) and is not itself regulated by FINRA or the SEC. All broker-dealers that trade OTCQX, OTCQB and Pink securities are FINRA members, registered with the SEC, and are also subject to various state securities regulations. In addition, companies with SEC-registered securities are regulated by the SEC.

Complaints regarding companies should be directed to the SEC, while complaints regarding broker-dealers or other investment professionals should be directed to FINRA. More information about specific regulations is covered in Part 3 – Regulation.