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Re: poohpooh post# 2409

Tuesday, 12/20/2016 10:00:18 PM

Tuesday, December 20, 2016 10:00:18 PM

Post# of 7526
Its FINRA that regulates the MM and financial specialist. SEC has authority to bring criminal charges only! FINRA is a privately owned financial institution and represents private interest not public. Its similar to a consumer protection agency!