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Sunday, 10/23/2016 10:40:10 AM

Sunday, October 23, 2016 10:40:10 AM

Post# of 82575
It shall be unlawful for any person, directly or indirectly . . .,

(a) to employ any device, scheme, or artifice to defraud,

(b) to make any untrue statement of a material fact or omit to state a material fact necessary in order to make the statements made, in light of the circumstances under which they were made, not misleading, or

(c) to engage in any act, practice, or course of business which operates or would operate as a fraud or deceit upon any person, in connection with the purchase or sale of a security.21

https://www.sec.gov/news/speech/speecharchive/1998/spch221.htm

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