Threshold Triggered

[fourkids_9pets]

8.25.16 .. Threshold

 Symbol|Security Name|Market Category|Reg SHO Threshold Flag|Rule 3210|Filler 
  
 BIS|PROSHARES TR ULTRASHORT NASDAQ|G|Y|N| 
 CDC|VICTORY PORTFOLIOS II CEMP US|G|Y|N| 
 CSA|VICTORY PORTFOLIOS II CEMP US|G|Y|N| 
 CTRL|CONTROL4 CORP COM STK (DE)|Q|Y|N| 
 DGLY|DIGITAL ALLY INC COM STK NEW (|S|Y|N| 
 DGRE|WISDOMTREE TR EMERGING MKTS QU|G|Y|N| 
 DGRS|WISDOMTREE TR US SMALL CAP QUA|G|Y|N| 
 DRYS|DRYSHIPS INC COM PAR$0.1 (MHL)|S|Y|N| 
 DWAT|ARROW INVTS TR DWA TACTICAL ET|G|Y|N| 
 EGLE|EAGLE BULK SHIPPING INC SHS NE|Q|Y|N| 
 FBZ|FIRST TRUST BRAZIL ALPHADEX FU|G|Y|N| 
 FEMS|FIRST TRUST EMERGING MARKETS S|G|Y|N| 
 FLN|FIRST TRUST LATIN AMERICA ALPH|G|Y|N| 
 FYC|FIRST TRUST SMALL CAP GROWTH A|G|Y|N| 
 GEMP|GEMPHIRE THERAPEUTICS INC COM|G|Y|N| 
 GLDI|CREDIT SUISSE X-LINKS GOLD SHS|G|Y|N| 
 HTBX|HEAT BIOLOGICS INC COM STK (DE|S|Y|N| 
 ICLD|INTERCLOUD SYSTEMS, INC. COMMO|S|Y|N| 
 JKI|ISHARES MORNINGSTAR MID CAP VA|G|Y|N| 
 JSMD|JANUS DETROIT STR TR SMALL/MID|G|Y|N| 
 KRMA|GLOBAL X FDS GLOBAL X CONSCIOU|G|Y|N| 
 MRNS|MARINUS PHARMACEUTICALS INC  C|G|Y|N| 
 OPTT|OCEAN PWR TECHNOLOGIES INC COM|S|Y|N| 
 PSCC|POWERSHARES S&P SMALLCAP CONSU|G|Y|N| 
 SLVO|CREDIT SUISSE X-LINKS SILVER S|G|Y|N| 
 SOCL|GLOBAL X SOCIAL MEDIA INDEX|G|Y|N| 
 SOXX|ISHARES PHLX SEMICONDUCTOR ETF|G|Y|N| 
 SRET|GLOBAL X FDS SUPERDIVIDEND REI|G|Y|N| 
 STEM|STEMCELLS, INC. COMMON STOCK|S|Y|N| 
 TBRA|TOBIRA THERAPEUTICS INC COM|S|Y|N| 
 TOPS|TOP SHIPS INC COM STK NEW 2016|S|Y|N| 
 TQQQ|PROSHARES ULTRAPRO QQQ|G|Y|N| 
 TVIX|CREDIT SUISSE AG NASSAU BRH VE|G|Y|N| 
 USLV|VELOCITYSHS 3X LG SILVER ETN L|G|Y|N| 
 VIGI|VANGUARD WHITEHALL FDS INTL DI|G|Y|N| 
 VTGN|VISTAGEN THERAPEUTICS, INC. CO|S|Y|N|

20160825230020


OTC Threshold Securities as of Aug 25, 2016 Threshold Issue Data Information
Issue


08/25/2016 ASCK AUSCRETE CORP Common Stock Other OTC Y N
08/25/2016 ADTM Adaptive Medias, Inc. Common Stock Other OTC Y N
08/25/2016 ALPMY Astellas Pharma Inc Unsponsored ADR (Japan) Other OTC N Y
08/25/2016 AVTO Avantogen Oncology, Inc. Common Stock Other OTC Y N
08/25/2016 AXPW Axion Power International, Inc. Common Stock Other OTC Y N
08/25/2016 BRIZF Brazil Resources, Inc. Ordinary Shares (Canada) Other OTC N Y
08/25/2016 CDII CD International Enterprises, Inc. Common Stock Other OTC Y N
08/25/2016 CAIXY Caixabank Unsponsored ADR (Spain) Other OTC N Y
08/25/2016 DPSGY Deutsche Post AG Sponsored ADR (Germany) Other OTC N Y
08/25/2016 DQJCY Don Quijote Holdings Co Ltd Unsponsored ADR (Japan) Other OTC N Y
08/25/2016 ENGIY ENGIE American Depositary Receipts - Sponsored Other OTC N Y
08/25/2016 EPAZ EPAZZ, Inc. Common Stock Other OTC Y N
08/25/2016 EBKDY Erste Group Bank AG Sponsored ADR (Austria) Other OTC N Y
08/25/2016 FFMGF First Mining Finance Corp Ordinary Shares (Canada) Other OTC N Y
08/25/2016 FPAFY First Pacific Co Ord American Depositary Shares Other OTC N Y
08/25/2016 IMUN Immune Therapeutics, Inc. Common Stock Other OTC N Y
08/25/2016 IMPUY Impala Platinum Holdings Ltd Sponsored ADR (South Africa) Other OTC N Y
08/25/2016 LTGHY Life Healthcare Group Holdings Ltd Unsponsored ADR (South Africa) Other OTC N Y
08/25/2016 LZRFY Localiza Rent A Car Sa Sponsored ADR (Brazil) Other OTC N Y
08/25/2016 MRIC MRI INTERVENTIONS INC Common Stock Other OTC Y N
08/25/2016 MRRTY Marfrig Global Foods SA Sponsored ADR (Brazil) Other OTC N Y
08/25/2016 NTDOY Nintendo Co Ltd ADR Other OTC N Y
08/25/2016 OPXS Optex Systems Holdings, Inc. Common Stock Other OTC Y N
08/25/2016 RTOKY Rentokil Initial Plc (Fgn) American Depositary Shares Other OTC N Y
08/25/2016 SHCAY Sharp Corp (Osaka) American Depositary Shares Other OTC N Y
08/25/2016 SRGHY Shoprite Holdings Ltd Ord SPONSORED ADR Other OTC N Y
08/25/2016 SOUL Soul and Vibe Interactive Inc. Common Stock Other OTC Y N
08/25/2016 VITFF Victoria Gold Corp Ordinary Shares (Canada) Other OTC N Y
08/25/2016 XREE X Rail Enterprises, Inc. Common Stock Other OTC N Y