Monday, September 26, 2016 11:59:13 AM
Misleading promotion? Or sold paper that was not in fact legitimate and thus not exemption qualifying.
How Do I Reach the SEC?
There are several ways to file a complaint:
Complaints/Tips — Use one of our online forms to file your complaint electronically.
Spams — To report investment-related spam e-mails please complete our online form and use the "Add Attachment" button to attach the spam e-mail to the completed form. You will need to save the e-mail as a file in order to attach it to the form.
Questions — Use our "Fast Answers" web page for general questions about the federal securities laws or your investments.
If you do not want to submit the information electronically, our address is: SEC, 100 F Street NE, Washington, D.C. 20549-5990.
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