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Re: ZombieSecurityAgent post# 974

Monday, 09/19/2016 7:32:40 PM

Monday, September 19, 2016 7:32:40 PM

Post# of 1065
ESI already had Market Maker representation on the NYSE. Unless the SEC initiates a Regulatory Action (eg., an SEC Suspension and / or an Adnministrative Proceeding) whereby such an SEC action forbids Market Makers from quoting a stock the stock should retain its Market Maker representations. If there are any other extenuating circumstances then FINRA could HALT a stock under U-3, but a Bankruptcy should not prevent the stock from retaining its Market Makers until / unless a BK Judge cancels the equity.

Shareholders who own share equity MUST be allowed to dispose of their stock on a bonafide trading market or system (OTC) unless any of the above SEC or FINRA actions prevent that from occurring.

To my knowledge.

To bite the worm of incite is to bite the HOOK of the antagonist . They win .