Sunday, July 31, 2016 2:49:32 PM
SEC investigations are conducted on a confidential basis and aren't supposed to be disclosed. How could Tracy disclose the SEC investigation in a public court filing prior to it becoming public record? Did the SEC action come before or after the custodianships?
I just find hard to believe that the SEC did not know about the custodianships if the reverse mergers were approved by FINRA.
It is another matter if the reverse mergers were not submitted to FINRA. That information is not on FINRA's website that I could locate.
Sorry to cut this short am rushing to miss the traffic from the PGA Champ today.
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