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Re: jamesf402 post# 53549

Thursday, 07/21/2016 1:48:44 PM

Thursday, July 21, 2016 1:48:44 PM

Post# of 58021
On August 29, 2002, new rules went into effect requiring officers, directors and greater than 10% stockholders of public companies to file Forms 4 with the SEC within two days of most transactions in company securities. These rules were mandated by the Sarbanes-Oxley Act of 2002 and were adopted by the SEC on August 27, 2002. The complete text of the rules can be found at: http://www.sec.gov/rules/final/34-46421.htm.

https://www.fenwick.com/FenwickDocuments/Corp_Sec_08-29-02.pdf


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