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movieguy

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movieguy

Re: None

Monday, 07/18/2016 6:19:10 PM

Monday, July 18, 2016 6:19:10 PM

Post# of 26547
IT IS FURTHER ORDERED that, pursuant to Sections 15(b) of the Exchange Act,
203(f) of the Advisers Act, and 9(b) of the Investment Company Act,
Chris Messalas is barred from association with any broker, dealer, or investment
adviser and is prohibited, permanently, from serving or acting as an employee,
officer, director, member of an advisory board, investment adviser or depositor of,
or principal underwriter for, a registered investment company or affiliated person
of such investment adviser, depositor, or principal underwriter.

https://www.sec.gov/alj/aljdec/2012/id468cff.pdf

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