Monday, July 31, 2006 3:49:12 PM
Ameritrade
J. Joe Ricketts
Chairman
Ameritrade Holding Corp.
4211 South 102nd Street
Omaha, Nebraska 68127
(402) 331-7856 (Phone)
(800) 237-8692 (Toll Free)
(402) 597-7789 (Fax)
Joseph Moglia
Chief Executive Officer
Ameritrade Holding Corp.
4211 South 102nd Street
Omaha, Nebraska 68127
(402) 331-7856 (Phone)
(800) 237-8692 (Toll Free)
(402) 597-7789 (Fax)
Asiff Hirji
Chief Information Officer
Ameritrade Holding Corp.
4211 South 102nd Street
Omaha, Nebraska 68127
(402) 331-7856 (Phone)
(800) 237-8692 (Toll Free)
(402) 597-7789 (Fax)
J. Peter Ricketts
President, Private Client Division (Retail Clients)
Ameritrade Holding Corp.
4211 South 102nd Street
Omaha, Nebraska 68127
(402) 331-7856 (Phone)
(800) 237-8692 (Toll Free)
(402) 597-7789 (Fax)
Ellen L.S. Koplow
Senior Vice President, General Counsel
Ameritrade Holding Corp.
4211 South 102nd Street
Omaha, Nebraska 68127
(402) 331-7856 (Phone)
(800) 237-8692 (Toll Free)
(402) 597-7789 (Fax)
James A. Ricketts
Vice President, Regulatory Management
Ameritrade, Inc. (Online Brokerage Subsidiary)
1005 North Ameritrade Place
Bellevue, Nebraska 68005
(402) 970-5805 (Phone)
(800) 669-3900 (Toll Free)
(402) 970-5504 (Fax)
Charles Schwab
David S. Pottruck
Chief Executive Officer
Charles Schwab Corp.
120 Kearny Street
San Francisco, California 94108
(415) 627-7000 (Phone)
(800) 435-4000 (Toll Free)
(415) 627-8538 (Fax)
Charles R. Schwab
Chairman
Charles Schwab Corp.
120 Kearny Street
San Francisco, California 94108
(415) 627-7000 (Phone)
(800) 435-4000 (Toll Free)
(415) 627-8538 (Fax)
Dawn G. Lepore
Vice Chairman, Technology and Administration
Charles Schwab Corp.
120 Kearny Street
San Francisco, California 94108
(415) 627-7000 (Phone)
(800) 435-4000 (Toll Free)
(415) 627-8538 (Fax)
Geoff Penney
Chief Information Officer
Charles Schwab Corp.
120 Kearny Street
San Francisco, California 94108
(415) 627-7000 (Phone)
(800) 435-4000 (Toll Free)
(415) 627-8538 (Fax)
Selwyn Notelovitz
Senior V.P., Global Compliance
Charles Schwab Corp.
120 Kearny Street
San Francisco, California 94108
(415) 627-7000 (Phone)
(800) 435-4000 (Toll Free)
(415) 627-8538 (Fax)
Frederick E. Matteson
Executive V.P., Schwab Technology Services
Charles Schwab & Co., Inc.
101 Montgomery Street
San Francisco, California 94104
(415) 627-7000 (Phone)
(800) 435-4000 (Toll Free)
(415) 627-8538 (Fax)
Maurisa Sommerfield
Executive V.P., Retail Client Services
Charles Schwab & Co., Inc.
101 Montgomery Street
San Francisco, California 94104
(415) 627-7000 (Phone)
(800) 435-4000 (Toll Free)
(415) 627-8538 (Fax)
Jan Hier-King
Senior V.P., Electronic Brokerage Technology
Charles Schwab & Co., Inc.
101 Montgomery Street
San Francisco, California 94104
(415) 627-7000 (Phone)
(800) 435-4000 (Toll Free)
(415) 627-8538 (Fax)
Larra Ryan
Director of Chairman’s Division
Charles Schwab & Co., Inc.
101 Montgomery Street
San Francisco, California 94104
(800) 468-3774 (Toll Free)
E-Trade
Mitchell H. Caplan
Chief Executive Officer
E*Trade Financial
135 East 57th Street
New York, New York 10022
(800) 387-2331 (Phone)
(866) 650-0003 (Fax)
R. Jarrett Lilien
President and Chief Operating Officer
E*Trade Financial
135 East 57th Street
New York, New York 10022
(800) 387-2331 (Phone)
(866) 650-0003 (Fax)
Connie M. Dotson
Chief Communications Officer
E*Trade Financial
135 East 57th Street
New York, New York 10022
(800) 387-2331 (Phone)
(866) 650-0003 (Fax)
Greg Framke
Chief Information Officer
E*Trade Financial
135 East 57th Street
New York, New York 10022
(800) 387-2331 (Phone)
(866) 650-0003 (Fax)
Michael Albino
Director and Chief Compliance Officer, E*Trade Securities
E*Trade Financial
135 East 57th Street
New York, New York 10022
(800) 387-2331 (Phone)
(866) 650-0003 (Fax)
Scottrade
Rodger O. Riney
President and Chief Executive Officer
Scottrade, Inc.
12855 Flushing Meadows Drive
St. Louis, Missouri 63131
(314) 965-1555 (Phone)
(800) 619-7283 (Toll Free)
(314) 909-9227 (Fax)
rriney@scottrade.com (E-mail)
Mark Finnegan
Chief Compliance Officer
Scottrade, Inc.
12855 Flushing Meadows Drive
St. Louis, Missouri 63131
(314) 965-1555 Ext. 1138 (Phone)
mfinnegan@scottrade.com (E-mail)
TD Waterhouse
Stephen D. McDonald
Deputy Chairman and Chief Executive Officer
TD Waterhouse Group, Inc.
100 Wall Street
New York, New York 10005-3701
(212) 806-3500 (Phone)
(800) 934-4450 (Toll Free)
(212) 361-6656 (Fax)
Frank J. Petrilli
President and Chief Operating Officer
TD Waterhouse Group, Inc.
100 Wall Street
New York, New York 10005-3701
(212) 806-3500 (Phone)
(800) 934-4450 (Toll Free)
(212) 361-6656 (Fax)
Richard J. Rzasa
Executive V.P. and Chief Information Officer
TD Waterhouse Group, Inc.
100 Wall Street
New York, New York 10005-3701
(212) 806-3500 (Phone)
(800) 934-4450 (Toll Free)
(212) 361-6656 (Fax)
John H. Chapel
President
TD Waterhouse Investor Services, Inc.
100 Wall Street
New York, New York 10005-3701
(212) 806-3500 (Phone)
(800) 934-4450 (Toll Free)
(212) 361-6656 (Fax)
Ami Donohue
Vice President and Manager of Compliance Dept.
TD Waterhouse Investor Services, Inc.
100 Wall Street
New York, New York 10005-3701
(212) 806-3500 (Phone)
(800) 934-4450 (Toll Free)
(212) 361-6656 (Fax)
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