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Monday, 05/23/2016 10:45:21 AM

Monday, May 23, 2016 10:45:21 AM

Post# of 9614
Market Maker MICA (Spartan Securities)

http://www.spartansecurities.com/services.html

What services does their Corporate Finance Department offer?

Our goal is to identify and work with emerging growth companies led by committed, entrepreneurial management teams sharing our similar values and ethics. We then concentrate on what we do best – structuring and executing a custom tailored transaction that enables a company to satisfy its particular needs. We understand the challenges of building, financing and managing growth; and like our clients, we are committed to building our business by doing the right things with the right people.

Our services include:

- Private Placements / PIPES
- Mergers and Acquisitions
- Fairness Opinions and Valuations
- Industry Analysis and Projections
- 15c211 Filings
- We work closely with issuers in assisting them in their 15c211 filing. While acting as a liaison between the company and the NASD, our professionals work diligently in expediting the process.

Spartan Securities Corporate Services Department was created to enhance our securities trading capabilities for corporate clients. The Corporate Services Department’s focus includes the following transactions:

- 10b5-1
- 144 Restricted Stock (download forms)
- Corporate Stock Repurchase
- Employee Stock Option Plans
- 401k and Retirement Plans
- Managed Accounts for Corporate Executives

Corportate Stock Repurchase

Many public companies employ stock repurchase programs to increase shareholder value at times when their outstanding securities are perceived to be under priced or to minimize the dilution caused by the use of stock in acquisitions or employee plans. Issuers must design repurchase programs to comply with number of potentially applicable provisions contained in the federal securities laws. At Spartan Securities Ltd., we work closely with our clients to repurchase their own company shares in an efficient, cost-effective manner.


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