Sunday, July 23, 2006 12:57:49 PM
July 3 it stated 13 days ... let me know ...
On July 3, 2006, NASD will begin to calculate whether securities qualify as non-SEC reporting threshold securities, and July 11, 2006 is the first day for which NASD will provide a non-SEC reporting threshold list. Until a security appears on a non-SEC reporting threshold list for 13 consecutive settlement days and an open fail position for such security exists for that same period, Rule 3210 does not require a broker-dealer to close out the open fail position. Therefore, the first day on which a close-out action would be required under Rule 3210 is July 28, 2006
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