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Re: lucky, mydog post# 40176

Wednesday, 03/16/2016 8:21:39 PM

Wednesday, March 16, 2016 8:21:39 PM

Post# of 42270
Right they would have to find a mm that has filed the 211 to be able to perform the trade. Part of the requirement as I understand it is they need to see current info and statements prior to filing a 211. So back to the question of could filings have been submitted for review?

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