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Thursday, February 25, 2016 9:48:25 PM
Still, both FINRA and the SEC continue to use the term "OTCBB". They need to think up something else.
FINRA does, however, still deal with OTC issuers in a number of ways. For example, it clears Forms 211. Without clearance by FINRA, the stock will trade on the Greys, or, in some circumstances, on an unsolicited quotes basis. FINRA also deals with corporate action requests; in some circumstances, it can refuse them.
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