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lloydm

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lloydm

Re: Ronin_Trader post# 24264

Friday, 01/22/2016 11:56:45 AM

Friday, January 22, 2016 11:56:45 AM

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Goldman pay $15 million to settle civil charges that its securities lending practices violated federal regulations, the U.S. Securities and Exchange Commission said on Thursday.

Goldman made improper representations to customers who requested that the firm locate certain stocks for short selling, the SEC said. Goldman told those customers that it had arranged to borrow, or believed it could borrow, the security to settle the short sale, a process known as "granting locates."

http://www.reuters.com/article/us-goldman-sachs-sec-lending-idUSKCN0US2NN20160114

Nothing I state is intended to be a recommendation to buy or sell, opinion only. Readers are solely responsible for how they use the information.

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