Item 2(a). Name of Persons Filing:
Gemini Master Fund, Ltd,
Gemini Strategies LLC, Inc.
Steven Winters
All of the securities covered by this report are owned directly by Gemini Master Fund, Ltd. Gemini Strategies LLC, Inc. is the investment manager of Gemini Master Fund, Ltd., and Steven Winters is the president of Gemini Strategies LLC, Inc. As permitted by Rule 13d-4, the filing of this statement shall not be construed as an admission that either Gemini Strategies LLC, Inc. or Steven Winters is the beneficial owner of any of the securities covered by this statement, and each of Gemini Strategies LLC, Inc. and Steven Winters expressly disclaims any equitable or beneficial ownership of such securities.
Item 2(b). Address of Principal Business Office or, if none, Residence:
Address for all filers: c/o Gemini Strategies LLC, Inc., 619 South Vulcan Ave., Suite 203, Encinitas, CA 92024
Item 2(c). Citizenship:
Gemini Master Fund, Ltd. was organized under the laws of the Cayman Islands.
Gemini Strategies LLC, Inc. was formed under the laws of the State of Nevada.
Steven Winters is a United States citizen.
Item 2(d). Title of Class of Securities:
Common Stock, $0.001 par value
Item 2(e). CUSIP Number:
02300U205
Item 3. If this statement is filed pursuant to rule 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a:
Not Applicable
Item 4. Ownership:
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
(a) Amount Beneficially Owned: 1,905,601* shares of Common Stock as of December 28, 2015
(b) Percent of Class: 9.99%*
The Reporting Persons’ beneficial ownership of 1,905,601* shares of Common Stock constitutes 9.99%* of all the outstanding shares of Common Stock, based upon 18,439,640 shares of Common Stock outstanding as of December 23, 2015, as reported by the Chief Financial Officer of the Issuer to Gemini Master Fund, Ltd. (“Gemini”), plus 418,556 Make-Whole Dividend Shares (as defined below) issued to Gemini after December 23, 2015, plus shares of Common Stock issuable upon conversion of the Preferred Shares (as defined below) and upon exercise of the Warrant (as defined below).
