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TRADE-O-PUSS

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Re: space1230 post# 10188

Tuesday, 10/06/2015 4:19:33 PM

Tuesday, October 06, 2015 4:19:33 PM

Post# of 12073
not gonna RS...isn't Loflin currently facing a lawsuit? Here's an excerpt from an article about Finra's regulation of microcaps...

"Finra stated in its letter denying the reverse split that it had "actual knowledge" that the company or people connected to the company or its proposed corporate action "are the subject of a pending, adjudicated or settled regulatory action or investigation by a federal, state or foreign regulatory agency, or a self-regulatory organization; or a civil or criminal action related to fraud or securities laws violations."

http://www.thedeal.com/content/regulatory/finra-may-be-getting-more-aggressive-in-regulation-of-microcaps.php
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