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Wednesday, September 16, 2015 3:22:41 PM
On Wednesday, September 16, 2015, the Financial Industry Regulatory Authority, Inc. (“FINRA”) halted trading in the Common Shares of SWKH pursuant to FINRA Rule 6440 because of issues related to perceived post-split trading and subsequent price adjustments…
Members are reminded to observe Ex-Dividend dates announced by FINRA on the Daily List…
http://www.finra.org/sites/default/files/UPC_24-2015_SWKH.pdf
And, I suppose, they should ignore such things if the actions in question are not noticed on the Daily List...
Recent SWKH News
- Form 4 - Statement of changes in beneficial ownership of securities • Edgar (US Regulatory) • 03/05/2024 09:31:36 PM
- Form SC 13G/A - Statement of acquisition of beneficial ownership by individuals: [Amend] • Edgar (US Regulatory) • 02/14/2024 07:14:12 PM
- Form 8-K - Current report • Edgar (US Regulatory) • 02/05/2024 10:26:07 PM
- Form 4 - Statement of changes in beneficial ownership of securities • Edgar (US Regulatory) • 01/04/2024 10:09:28 PM
- Form 4 - Statement of changes in beneficial ownership of securities • Edgar (US Regulatory) • 01/04/2024 10:09:11 PM
- Form 4 - Statement of changes in beneficial ownership of securities • Edgar (US Regulatory) • 01/04/2024 10:08:58 PM
- Form 4 - Statement of changes in beneficial ownership of securities • Edgar (US Regulatory) • 01/04/2024 10:08:21 PM
- Form 8-K - Current report • Edgar (US Regulatory) • 11/09/2023 12:30:39 PM
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- Form 8-K - Current report • Edgar (US Regulatory) • 10/13/2023 12:00:40 PM
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- Form 4 - Statement of changes in beneficial ownership of securities • Edgar (US Regulatory) • 10/03/2023 08:34:16 PM
- Form 4 - Statement of changes in beneficial ownership of securities • Edgar (US Regulatory) • 10/03/2023 08:33:52 PM
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- Form 4 - Statement of changes in beneficial ownership of securities • Edgar (US Regulatory) • 10/03/2023 08:33:10 PM
- Form 8-A12B - Registration of securities [Section 12(b)] • Edgar (US Regulatory) • 10/03/2023 08:08:52 PM
- SWK Holdings Corporation Announces Closing of Public Offering of Senior Unsecured Notes Due 2027 • PR Newswire (US) • 10/03/2023 08:05:00 PM
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