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Re: gold100 post# 12848

Wednesday, 06/21/2006 1:13:07 PM

Wednesday, June 21, 2006 1:13:07 PM

Post# of 115222
Guess again, Goldy. There would have to be at least 500,000 FTD's for AURC to qualify for the Reg SHO list;

http://www.sec.gov/spotlight/keyregshoissues.htm

4. Inclusion on, and Removal from, Threshold Lists.

At the conclusion of each settlement day, NSCC provides the SROs with data on securities that have aggregate fails to deliver at NSCC of 10,000 shares or more. For the securities for which an SRO is the primary market, that SRO calculates whether the level of fails for each security is equal to, or greater than, 0.5% of the issuer's total shares outstanding of the security. If, for five consecutive settlement days, such security satisfies these criteria, then such security is a threshold security. Each SRO includes such security on its daily threshold list until the aggregate fails level for the security falls below these levels for five consecutive days.