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42get4ever

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42get4ever

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Friday, 08/28/2015 2:30:06 PM

Friday, August 28, 2015 2:30:06 PM

Post# of 84886
Common violations that may lead to SEC investigations include: Misrepresentation or omission of important information about securities. Manipulating the market prices of securities. Stealing customers' funds or securities. Violating broker-dealers' responsibility to treat customers fairly. Lol.
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