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Re: Renee post# 461

Friday, 08/14/2015 10:09:36 AM

Friday, August 14, 2015 10:09:36 AM

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That is correct, cannot revoke a registration if the registration does not exist. I doubt FINRA will approve a 211 anytime soon, in the case of the other issuer, FINRA has been stalling them for years when their sponsor finally withdrew.
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