SunWorks Inc (SUNWQ)

[bkeats717]

Like a few others, I am a first time poster although I've been reading this board almost every day since I took a position in September. While I've done my own DD, many of you are the reason I have so much confidence in this company, and for that I'm grateful.

Anyway, while I consider myself mostly long, I also didn't like the idea of my shares being frozen while the stock actively trades. I wrote my broker, E*Trade, and this was their response. I realize not everyone uses them, but hopefully this sheds a little more light on the situation.

Sent: 02/28/2015 09:12 AM
Reference Number: XXXX

Customer Service Message:


Dear Mr. XXXX,

Thank you for your message regarding your E*TRADE account XXXX-XXXX and your SLTDD shares.

I understand your concern in this matter. When SLTD performed their 1 for 26 reverse stock split, they canceled all your old shares. SLTD will deliver new SLTDD shares in the new ratio of the split. We have worked with SLTD and the custodian for the shares all week in determining when the shares deliver will take place. As of yesterday, that date is scheduled for 3/2/15, but it could change.

If we receive the shares timely on 3/2/15, then your account will reflect the shares either that day or the next day. The next day posting could be if the shares are received late in the day on 3/2/15. Placing an order for shares that are not in your account carry considerable risk, however that conversation is best had over the phone with our Corporate Actions department. If you have any questions, we can be contacted at 1-800-387-2331. Thank you for choosing E*TRADE Financial.


Sincerely,

Kevin Queen
Monday - Friday, 9:00 AM - 6:00 PM ET
1-800-ETRADE-1 (1-800-387-2331)
Team Lead, Customer Service
E*TRADE Securities, LLC