L and L Energy (fka LLEN)

[scion]

Pacer update 23 Sep 14 - USA v. Lee et al - CRIMINAL DOCKET FOR CASE #: 2:14-cr-00024-RAJ-1

https://ecf.wawd.uscourts.gov/cgi-bin/iquery.pl


Date Filed # Docket Text

01/23/2015 70 NOTICE of Filing of L&L Energy Board of Directors Resolution and Accompanying Certification by L&L Energy, Inc. as to Dickson Lee, L&L Energy, Inc. (Bartlett, Mark) (Entered: 01/23/2015)

01/22/2015 69 REPORT AND RECOMMENDATION re Plea of Guilty as to L&L Energy, Inc. by Hon. Mary Alice Theiler. (cc: USPO) Noting Date 2/6/2015, (Attachments: # 1 Proposed Acceptance of Plea) (BB) (Entered: 01/22/2015)

01/22/2015 68 PLEA AGREEMENT as to L&L Energy, Inc. (cc: USPO, FLU, AFU) (Attachments: # 1 L&L Energy Board of Directors Resolution)(BB) (Entered: 01/22/2015)

01/22/2015 67 Minute Entry for proceedings held before Hon. Mary Alice Theiler- CRD: B. Beetham; AUSA: Katheryn Frierson; Def Cnsl: Mark Bartlett; Court Reporter: Digital Recording; Time of Hearing: 10:00 AM; Courtroom: 12B; CHANGE OF PLEA HEARING as to L&L Energy, Inc. held on 1/22/2015. Defendant's Counsel and authorized representative present on behalf of L&L Energy, Inc. Counsel files L&L Energy Board of Directors Resolution authorizing Counsel to enter a plea on behalf of the company. Counsel placed under oath and advised of rights/charges/penalties; Defendant's authorized representative executes Consent to Rule 11 Plea in a felony case before a U.S. Magistrate Judge; Court reviews the plea agreement; L&L Energy, Inc. (2) pleads GUILTY to Count 6. Remaining Counts to be dismissed at sentencing. Court finds the Defendant, through its authorized representative, is competent to enter a guilty plea; Court signs the Report and Recommendation and Counsel have fourteen days to file objections; Court orders the preparation of a Presentence Report.
Sentencing set for 4/24/2015 at 09:00 AM in Courtroom 13106 before Judge Richard A Jones. (BB) (Entered: 01/22/2015)

01/22/2015 66 CONSENT TO RULE 11 PLEA in a felony case as to L&L Energy, Inc. (BB) (Entered: 01/22/2015)

01/21/2015 65 Letter from David Townsend to Court as to defendant Dickson Lee, L&L Energy, Inc. (VE) (Entered: 01/21/2015)

01/21/2015 64 Letter from David Cline to the Court as to defendant Dickson Lee, L&L Energy, Inc. (VE) (Entered: 01/21/2015)

01/20/2015 63 Letter from Ellen Au & Co in Hong Kong re K.C. Au (RS) (Entered: 01/21/2015)

01/12/2015 Reset Hearing as to Dickson Lee: SENTENCING is continued to 2/20/2015 at 9:00 AM in Courtroom 13106 before Judge Richard A. Jones. (VE) (Entered: 01/12/2015)

01/02/2015 NOTICE of Docket Text Modification as to defendant Dickson Leere 61 Memorandum, : DISREGARD THIS FILING, FILED IN ERROR. REFILED AS 62 (PS) (Entered: 01/02/2015)

01/02/2015 62 SENTENCING MEMORANDUM by USA as to Dickson Lee (Attachments: # 1 Exhibit)(Frierson, Katheryn) (Entered: 01/02/2015)

01/02/2015 61 DISREGARD THIS FILING, FILED IN ERROR. REFILED AS 62 MEMORANDUM by USA as to Dickson Lee re 51 REPORT AND RECOMMENDATION re Plea of Guilty as to Dickson Lee by Hon. Mary Alice Theiler. (cc: USPO) (Attachments: # 1 Exhibit)(Frierson, Katheryn) (PS). (Entered: 01/02/2015)

01/02/2015 60 Certificate of Service by Dickson Lee re 59 Declaration (non motion), 58 Sentencing Memorandum (Aoki, Russell) (Entered: 01/02/2015)

01/02/2015 59 DECLARATION by Dickson Lee re 58 Sentencing Memorandum filed by Dickson Lee (Attachments: # 1 Exhibit)(Aoki, Russell) (Entered: 01/02/2015)

01/02/2015 58 SENTENCING MEMORANDUM by Dickson Lee (Aoki, Russell) (Entered: 01/02/2015)

10/23/2014 54 ORDER CONTINUING TRIAL DATE as to L&L Energy, Inc. 53 Joint MOTION to Continue Trial filed by USA is GRANTED. Jury Trial is continued to 2/17/2015 at 9:00 AM in Courtroom 13106 before Judge Richard A. Jones. (cc: PTS/USPO, USMO) (VE) (Entered: 10/23/2014)
10/16/2014 53 Joint MOTION to Continue Trial by USA as to L&L Energy, Inc. (Attachments: # 1 Proposed Order, # 2 Speedy Trial Waiver) Noting Date 10/16/2014, (Frierson, Katheryn) (Entered: 10/16/2014)

10/08/2014 52 ORDER OF ACCEPTANCE OF PLEA OF GUILTY, ADJUDICATION OF GUILT, AND NOTICE OF SENTENCING as to Dickson Lee by Judge Richard A Jones. (cc: USPO) (RS) (Entered: 10/08/2014)



U.S. District Court
United States District Court for the Western District of Washington (Seattle)
CRIMINAL DOCKET FOR CASE #: 2:14-cr-00024-RAJ All Defendants

Case title: USA v. Lee et al
Date Filed: 01/29/2014
Assigned to: Judge Richard A Jones

Defendant (1)
Dickson Lee
represented by Debra Wong Yang
GIBSON DUNN & CRUTCHER (L.A.)
2029 CENTURY PARK E
STE 4000
LOS ANGELES, CA 90067-3026
213-229-7000
Email: [e-mail]
TERMINATED: 04/28/2014
LEAD ATTORNEY
PRO HAC VICE
Designation: Admission Pro Hac Vice

Robert S Mahler
DORSEY & WHITNEY (WA)
701 FIFTH AVENUE
SUITE 6100
SEATTLE, WA 98104-7043
206-903-8800
Email: [e-mail]
TERMINATED: 04/28/2014
LEAD ATTORNEY
Designation: Retained

Russell M Aoki
AOKI LAW PLLC
720 OLIVE WAY STE 1525
SEATTLE, WA 98101
206-624-1900
Email: [e-mail]
ATTORNEY TO BE NOTICED
Designation: Retained

Pending Counts
Disposition
Securities Fraud 18:1348 & 2
(1-6)
18:1348 and 2: Securities Fraud
(1s-6s)
False Certification of Financial Reports by Corporate Officer 18:1350(c)(1) & (c)(2) & 2
(7-9)
18:1350(c)(1) and (c)(2); and 2- False Certification of Financial Reports by Corporate Officer
(7s-9s)
False SEC Filing 15:78m(a0 & 78ff & 18:2
(10)
15:78m(a)and 78ff and Title 18, Section 2- False SEC Filing
(10s)

Highest Offense Level (Opening)
Felony

Terminated Counts
Disposition
None

Highest Offense Level (Terminated)
None

Complaints
Disposition
None
Assigned to: Judge Richard A Jones

Defendant (2)
L&L Energy, Inc.
represented by Mark N Bartlett
DAVIS WRIGHT TREMAINE (SEA)
1201 THIRD AVENUE STE 2200
SEATTLE, WA 98101-3045
206-622-3150
Email: [e-mail]
ATTORNEY TO BE NOTICED
Designation: Retained

Pending Counts
Disposition
18:1348 and 2: Securities Fraud
(1-6)
15:78m(a)and 78ff and Title 18, Section 2- False SEC Filing
(10)

Highest Offense Level (Opening)
Felony

Terminated Counts
Disposition
None

Highest Offense Level (Terminated)
None

Complaints
Disposition
None

Plaintiff
USA
represented by Katheryn Kim Frierson
US ATTORNEY'S OFFICE (SEA)
700 STEWART ST
STE 5220
SEATTLE, WA 98101-1271
206-553-7970
Email: [e-mail]
LEAD ATTORNEY
ATTORNEY TO BE NOTICED
Designation: Assistant US Attorney

https://ecf.wawd.uscourts.gov/cgi-bin/iquery.pl