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Re: AlanC post# 92797

Friday, 01/16/2015 5:20:04 PM

Friday, January 16, 2015 5:20:04 PM

Post# of 222540
Lumb was dumping billions of shares of FFGO and HGLC stock thru multiple brokerage accounts. Au got in trouble because it was his job to turn Lumb in instead of helping him.

That is what's described - in much detail - in the FINRA order.