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Re: ihorchu post# 24334

Monday, 12/29/2014 9:47:35 AM

Monday, December 29, 2014 9:47:35 AM

Post# of 68548
The thing that amazes about the Amended 10-Q is that the document refers to the stock split as being effected (see capital stock notes in 10-Q), but no mention of the fact that FINRA has rejected the effectiveness of the split.

The objection of FINRA is a material fact/event that would require disclosure in a SEC filing. Just another example of whomever is advising MS (or MS himself) doesn't have a handle on compliance with Securities Law.

If he is going back to FINRA to reapply, I would not be thumbing my nose at them in a 10-Q. They don't particularly like issuers who ignore their decisions.

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