Wednesday, December 24, 2014 10:58:14 AM
Enforcement Tips and Complaints
If you would like to provide us information about fraud or wrongdoing involving potential violations of the securities laws, which may include the conduct listed below, use the Tips, Complaints and Referrals Portal. See also further information about submitting a tip or complaint.
~ Ponzi scheme, Pyramid Scheme, or a High-Yield Investment Program
~ Theft or misappropriation of funds or securities
~ Manipulation of a security's price or volume
~ Insider trading
~ Fraudulent or unregistered securities offering
~ False or misleading statements about a company (including false or misleading SEC reports or financial statements)
~ Other fraudulent conduct
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