* SVFC - James Hock, CEO of Hanover International
Broadly recognized and respected on Wall Street as “the entrepreneur’s consultant,” Jim has spent the past 30 years helping Chief-level executives successfully identify, tackle and overcome a myriad of business and financial challenges inherent to transforming emerging growth companies into enduring, world class enterprises. As Chairman, President and CEO of Hanover International, a Company Jim founded in 1990 with offices currently operating in Los Angeles, New York and Beijing, he has advised more than 200 micro-, small- and mid-cap companies with defining and implementing their respective debt/equity capital formation, mergers and acquisitions and institutional shareholder relations strategies.
Co-Chairman
National Investment Banking Association
June 2011 – Present (3 years 7 months)
The National Investment Banking Association (NIBA) is the only not-for-profit association for national, regional and independent broker dealers, investment banking firms, investment advisors, and related capital market service providers.
NIBA Member Firms:
¦Are responsible for 90% of all IPO’s under $20MM.
¦Have successfully completed more than 1000 equity offerings.
¦Have raised over $10 billion in new capital for emerging growth companies.
¦Represent over 8800 registered representatives.
¦Have over $76 billion in assets under managment.
¦Represent over 60 key industry services (Advisory, 15-C211 Transactions, Bridge Financing,
Common Stock Offerings, Compliance Advisory, Debt Financing, Market Exposure, PIPEs, Private Equities, Private Placements, M&A, Reg. 144, Reg. S, Reverse Mergers, Secondary transactions, Shell Mergers, Underwriting, and more).
President & CEO
Hanover International, Inc.
1990 – Present (24 years)Los Angeles, New York and Beijing
Provided corporate consulting services to more than 200 small to medium-sized companies. These services cover all business areas, including financial strategy and merger and acquisition advising, investor relations, and capital formation with direct access to transactional experts with decades of investment banking and management-level experience.
National Sales Manager of the Capital Markets Group
Citicorp (now CitiGroup)
1980 – 1990 (10 years)
Citi works tirelessly to provide consumers, corporations, governments and institutions with a broad range of financial products and services. We strive to create the best outcomes for our clients and customers with financial solutions that are simple, creative and responsible.
Consumer BusinessesInstitutional BusinessesCiti at a Glance
