I believe the SEC is referring to Platon Petratos here... http://images.investorshub.advfn.com/images/uploads/2014/12/15/tfbvcTreaty_Bull_SEC.JPG http://www.sec.gov/litigation/complaints/2014/comp-pr2014-281.pdf .. http://images.investorshub.advfn.com/images/uploads/2013/12/13/fowqcCaveat_Emptor_5.JPG .. .