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Re: Chaebol post# 25792

Thursday, 12/04/2014 3:07:17 PM

Thursday, December 04, 2014 3:07:17 PM

Post# of 30964
These are 2 different actions,

1 is FINRA approval of merger that involves FINRA research into the shell, merging entity and the merging entities management team. This would result in the name change with brokerages

2 is 8k filing with SEC to be a reporting entity and finalize the merger agreement with pro forma finacials

Often they happen at different times, the company gets FINRA approval, issue a PR then have 2 months to submit super 8k.

It is possible that the company has gotten the approval and will PR with the 8k and lay everything on the table at once.

Just a possiblity