Wednesday, November 26, 2014 5:29:56 PM
If you look at the instructions, you can verify this by seeing SLTD would qualify under provision 1.B.1. (on top of pg. 4), and therefore need not qualify under the alternative in provision 1.B.6. (bottom of pg. 5- top of pg. 6).
http://www.sec.gov/about/forms/forms-3.pdf
Also, the preliminary-type filing that SLTD did is permissible under 1.B.1. qualification, but does not appear permissible under a 1.B.6. qualification. (Per 2.F. on bottom of pg. 8)
This article may also be helpful: http://www.lowenstein.com/files/Publication/077332f5-f906-40f5-a9be-693f1fe21907/Presentation/PublicationAttachment/1fc5458d-493e-4ca6-b309-6ad11d292f82/SEC%20Expands%20Eligibility%20Requirements%20KD.%2001.08%20Derivatives.pdf
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