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RicFlair

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RicFlair

Re: silverfox6663 post# 71177

Wednesday, 11/05/2014 12:03:19 PM

Wednesday, November 05, 2014 12:03:19 PM

Post# of 71458

FOR IMMEDIATE RELEASE
2014-248
Washington D.C., Nov. 5, 2014 — The Securities and Exchange Commission today announced enforcement actions against 10 companies for failing to make the required disclosures about financing deals and other unregistered sales that diluted their stock.

Worthington Energy Inc. – Failed to file Form 8-Ks disclosing three unregistered sales of equity securities, and failed to file a Form 8-K disclosing a financing agreement. The Corte Madera, Calif.-based company agreed to pay a penalty of $25,000.

http://www.sec.gov/News/PressRelease/Detail/PressRelease/1370543368026#.VFpU-tm9LCR
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