Sunday, November 02, 2014 4:33:15 PM
Legal/Disciplinary History. Please identify whether any of the foregoing persons have, in the last five years, been the subject of:
4. The entry of an order by a self-regulatory organization that permanently or temporarily barred suspended or otherwise limited such person’s involvement in any type of business or securities activities.
"none"
http://www.otcmarkets.com/financialReportViewer?symbol=GEGI&id=127582
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December 2011
IT IS HEREBY ORDERED that:
1. Raymond Francis Purdon shall cease and desist from any further violations of RCW 21.20.010
2. Any future registration applications of Raymond Francis Purdon as an investment advisor, broker dealer, investment adviser representative, or securities salesperson shall be denied.
http://www.dfi.wa.gov/sd/orders/s-09-154-11-fo01.pdf
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