I'm not sure what your point is with these Form Ds. Both companies are listed as LLCs on the forms. These are privately held companies. They are filing form Ds to notify the SEC of information about their equity offerings. Seems to me that these are shares being granted to equity investors who are investing in these private companies. You know, like how Blackberry, Blackstone and the Kuwaiti Sovereign Wealth Fund have invested millions in Nantworks. They invested in exchange for a future equity position in a publicly traded company.
I would expect to see these Form Ds as these companies continue to get private funding. This is business as usual in my book.
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