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Re: RFL1969 post# 93918

Tuesday, 10/14/2014 8:24:14 AM

Tuesday, October 14, 2014 8:24:14 AM

Post# of 115805
DTCC doesn't have contact information on their web site.

This makes for some interesting reading:

www.securitieslawyer101.com/2014/dtc-chills-global-lock/

Check out the section that begins:

Often issuers lose DTC eligibility upon notifying the Financial Industry Regulatory Authority (“FINRA”) of corporate actions such as name changes or stock splits which results in the issuer’s securities issuances and other activities being reviewed by FINRA and DTC.

Factors that may cause an issuer’s securities to lose DTC eligibility include:

How many of these factors apply to Eddie/PRPM/SUTI etc? Yikes.