Tuesday, October 14, 2014 8:24:14 AM
This makes for some interesting reading:
www.securitieslawyer101.com/2014/dtc-chills-global-lock/
Check out the section that begins:
Often issuers lose DTC eligibility upon notifying the Financial Industry Regulatory Authority (“FINRA”) of corporate actions such as name changes or stock splits which results in the issuer’s securities issuances and other activities being reviewed by FINRA and DTC.
Factors that may cause an issuer’s securities to lose DTC eligibility include:
How many of these factors apply to Eddie/PRPM/SUTI etc? Yikes.
Last Shot Hydration Drink Announced as Official Sponsor of Red River Athletic Conference • EQLB • Jun 20, 2024 2:38 PM
ATWEC Announces Major Acquisition and Lays Out Strategic Growth Plans • ATWT • Jun 20, 2024 7:09 AM
North Bay Resources Announces Composite Assays of 0.53 and 0.44 Troy Ounces per Ton Gold in Trenches B + C at Fran Gold, British Columbia • NBRI • Jun 18, 2024 9:18 AM
VAYK Assembling New Management Team for $64 Billion Domestic Market • VAYK • Jun 18, 2024 9:00 AM
Fifty 1 Labs, Inc Announces Acquisition of Drago Knives, LLC • CAFI • Jun 18, 2024 8:45 AM
Hydromer Announces Attainment of ISO 13485 Certification • HYDI • Jun 17, 2024 9:22 AM