CONCLUSION For the reasons set forth above, it is respectfully submitted that the Commission should find that the Initial Decision is fatally flawed and that the Division has failed to meet its burden of proving by a preponderance of the evidence that the Respondent has violated any of the statutes, rules or regulations set forth in the OIP and thereby reverse the Initial Decision.
Register for free to join our community of investors and share your ideas. You will also get access to streaming quotes, interactive charts, trades, portfolio, live options flow and more tools.