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Re: VeronicaFox post# 94302

Thursday, 10/02/2014 9:46:53 AM

Thursday, October 02, 2014 9:46:53 AM

Post# of 123645
. Effective September 7, 2007, member firms will be required to file short positions with FINRA using the Web-based RFA twice a month (see NTM 07-24). The mid-month Short Interest Report will continue to be based on short positions held by members on the settlement date of the 15th of each month. If the 15th falls on a weekend or another non-settlement date, the designated settlement date will be the previous business day on which transactions settled. The end-of-month Short Interest Report will be based on short positions held on the last business day of the month on which transactions settle.

http://www.finra.org/Industry/Compliance/RegulatoryFilings/ShortInterestReporting/