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Re: ced70 post# 4969

Friday, 04/14/2006 12:06:45 AM

Friday, April 14, 2006 12:06:45 AM

Post# of 56764
TAs are responsible for doing ALL stock transfers. So the company is obliged to keep the TA informed. I suppose there are cases in which a company issues stock without telling the TA (CMKX may be one of them), but that's illegal.