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janice shell

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janice shell

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Re: investing102 post# 24003

Friday, 09/19/2014 7:40:52 PM

Friday, September 19, 2014 7:40:52 PM

Post# of 68548
FINRA doesn't have the power to do that. They can only impose fines on broker-dealers. We'll have to wait and see whether the SEC takes more action against Cramer and the companies he serviced.
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